Conduct risk relates to all risks in Enterprise Risk Management. It permeates an organization’s culture, ability to manage risk that ultimately impacts its reputation. Professionals in all industries, regulated or unregulated, must grapple with conduct risk; it is a competitive advantage to do so effectively.

This session delves into the strategies and tools to foster ethical behavior and mitigate the risk of reputational damage. The panel of compliance and risk professionals bring their deep experience of managing conduct risk in our ever-evolving environment of digitalization and regulatory change.

Moderator:

Penny Cagan, Part-Time Lecturer, Enterprise Risk Management; Former Americas Head of Operational Risk Control, UBS

Panel:

Tom Balogh, Former Regulator and Senior Non-Financial Risk Leader

Aarona Chou, Managing Director, Global Head of Wealth Client Risk Assessment & Control Design, Citi

Michael Silva, Lead Independent Director, Column Bank N.A.

Registered guests will receive a Zoom link prior to the event.

For questions about this event, please contact Joshua Gleich, jg4173@columbia.edu.

To obtain additional information about program offerings at Columbia University’s School of Professional Studies, please contact an Admissions Counselor at inquire@sps.columbia.edu.

If you require closed captioning, sign-language interpretation, or any other disability accommodations, please contact Disability Services, disability@columbia.edu, at least 10 days in advance.

Please visit Columbia University’s Hub for Emergency Preparedness to stay up to date on the latest campus health and safety policies.